更新时间:2025-08-13 11:18:58
本人/吾等乃贵公司证券户口_________号(“户口”)之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件(并受其规限)运作:
1.定义及解释
1.1在本协议中,以下词语具有下列涵义:
“进入密码”指密码及户口号码;
“户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;
“网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;
“电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;
“指令”指以电子方式买卖证券的买卖指令或其他处理指令;
“互联网买卖政策”指有关网上交易服务运作的政策(经不时修订);
“密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;
“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;
“_________”指_________公司;
“帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;
1.2单数词语包括众数词语,反之亦然。提到一种性别之处,包括所有性别。“人士”一词,包括商号或独资经营,合伙经营,集团及法人公司,反之亦然。
2.网上交易服务
2.1本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。
2.2本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。
2.3本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士(就任何有关处理,错误处理或遗失任何指示)的申索承担责任。
2.4本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会(亦不会尝试)平扰,修改,拆解,易转,操纵或以其他方式修改(且亦不会尝试未获授权进入)网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。
2.5本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:
a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;
b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收(不论经硬本,电子或口头);
c.本人/吾等收到交易指示的认收(不论经硬本,电子或口头),但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;
d.本人/吾等知悉户口号码或密码的任何未经授权使用。
2.6本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。
2.7本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。
2.8本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实(否定)所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。
2.9本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证(包括但不限於可商售性或就某一用途的适合性而作出的保证)。
2.10本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。
3.户口
3.1本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。
3.2开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。
4.指令——经网上交易服务买卖
4.1如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。
4.2本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。
4.3本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。
5.境外指令
若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。
6.风险披露声明
电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。
签署确认
本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。
客户(签字):_________客户主任(签字):_________
_________年____月____日_________年____月____日
见证人(签字):_________
_________年____月____日
附件
i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_________(the"account")andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:
i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_________(the"account")andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:-
1.definitionandconstruction
1.definitionandconstruction
1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:
1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:
"accesscodes"meanstogetherthepasswordandtheusername;
(1)"accesscodes"meanstogetherthepasswordandtheusername;
(2)"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;
"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;
"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_________websiteandthesoftwarecomprisedinthem;
(3)"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_________websiteandthesoftwarecomprisedinthem;
(4)"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;
"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;
"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;
(5)"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;
(6)"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;
"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;
"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;
(7)"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;
(8)"client’sagreement"means_________cashclient’sagreementormarginclient’sagreement;
"client’sagreement"means_________cashclient’sagreementormarginclient’sagreement;
"_________"means_________securitieslimited;
(9)"_________"means_________securitieslimited;
(10)"username"meanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.
"username"meanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.
1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateandcorporationandviceversa.
1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateandcorporationandviceversa.
2.internettradeservice
2.internettradeservice
2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.
2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.
2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.
2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.
2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.
2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.
2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.
2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.
2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:
2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:
(1)aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;
a.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;
b.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);
(2)aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);
(3)i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or
c.i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or
d.i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.
2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/ouruseoftheinternettradeservice.intheeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.
(4)i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.
2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/ouruseoftheinternettradeservice.intheeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.
2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.
2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.
2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.
2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.
2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan’’asis",’’asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.
2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan’’asis",’’asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.
2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.
3.theaccount
2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.
3.theaccount
3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.
3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.
3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.
4.instructions-dealingsthroughtheinternettradeservice
3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.
4.instructions-dealingsthroughtheinternettradeservice
4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.
4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.
4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.
4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.
4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.
5.instructionsoutsidehongkong
4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.
5.instructionsoutsidehongkong
ifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.
6.riskdisclosurestatement
ifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.
6.riskdisclosurestatement
riskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissionduetounpredictabletrafficcongestionandotherreasonsbeyondyourcontrol.internetis,duetotechnicallimitation,aninherentlyunreliablemediumifcommunication.asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingpricesatthetimetheinstructionsaregiven.moreover,communicationsandpersonaldatamaybeaccessedbyauthorizedthirdparties;andtherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatitshallnotusuallybepossibletocancelaninstructionafterithasbeengiven.
acknowledgement
riskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissionduetounpredictabletrafficcongestionandotherreasonsbeyondyourcontrol.internetis,duetotechnicallimitation,aninherentlyunreliablemediumifcommunication.asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingpricesatthetimetheinstructionsaregiven.moreover,communicationsandpersonaldatamaybeaccessedbyauthorizedthirdparties;andtherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatitshallnotusuallybepossibletocancelaninstructionafterithasbeengiven.
acknowledgement
i/we,theundersigned,herebyacknowledgethati/wehaveread,is/areawareofandunderstandthecontentsoftheclient’sagreementandacceptitstermsandconditionsthereof.
date:_________.
i/we,theundersigned,herebyacknowledgethati/wehaveread,is/areawareofandunderstandthecontentsoftheclient’sagreementandacceptitstermsandconditionsthereof.
client(signature):_________accountexecutive(signature):_________
printnameofclient:_________
date:_________date:_________
signedbyaccountexecutive:_________
witness(signature):_________
printnameofwitness:_________
date:_________
委托方:_________(甲方)开户银行:_________(乙方)
建设单位:_________(丙方)
根据建设部、财政部建质[20x]7号和建设厅、财政厅建管[20xx]46号文件精神,为加强_________市建设工程“质量保证金”管理,落实工程在质量缺陷责任期的维修保养责任。经三方协商,甲方委托乙方为丙方在建设工程竣工验收时设立建设工程“质量保证金”专户。为明确三方责任和义务,由三方共同签署“建设工程质量保证金管理协议”如下:
1甲方委托乙方为丙方开设建设工程“质量保证金”专户,丙方按施工合同中保证金约定条款将“质量保证金”,存入乙方,乙方为建设项目设立“质量保证金”专户,并在交款通知单回执上签章。
2丙方交存的“质量保证金”只能用于工程维修及工程缺陷责任期满后返还工程承包单位,不得挪作他用。
3建设工程出现质量缺陷问题,如原责任单位在规定的时间内不能履行维修职责,甲方委托具有相应资质的单位进行维修的,实际发生的费用可以从“质量保证金”中支付,乙方接到甲方书面通知后方可向维修单位支付维修金。
4工程达到缺陷期满,并确定该工程有关保修项目确实不存在质量缺陷,丙方在承包单位提出的“质量保证金”返还申请上签署同意意见,提交甲方一份。乙方必须接到甲方出具“质量保证金”返还书面通知,才可将“质量保证金”拨付工程承包单位。
5乙方未接到甲方出具“质量保证金”返还或支付工程维修金书面通知,擅自返还或挪用“质量保证金”的,乙方负责由此引起的所有法律责任。
6本协议未竟事宜,按_________文件和相关法律法规办理。
7本协议一式3份,甲、乙、丙三方各执一份,经三方签字盖章后生效。
甲方(签章):_________乙方(签章):_________
_________年____月____日_________年____月____日
签订地点:_____________签订地点:_____________
丙方(签章):_________
_________年____月____日
签订地点:_____________
附件:
建设工程项目“质量保证金”开户通知书(回执)
根据建设部、财政部建质[20x]7号和建设厅、财政厅建管[20x]46号文件精神,_________建设的_________项目在你行设立“保证金”专户,“保证金”的使用必须经我站出具书面通知方可使用。应交存_________元“保证金”。
开户行:_________(盖章)
专户帐号:______________
经办人:_________(签字)
_________年_________月_________
交款人及全组职工,在充分了解了河北建工集团有限责任公司:_________________
工地分项工种施工现场及施工图纸后,认真细致地领会了《班组计件施工协议》、《安全、质量、工期、文明施工交底》和职工《劳动合同》的全部内容,愿意按照其中的约定承包部位的分项工种的完全施工任务,并自愿交纳元的履约保证金(大写人民币:_________________)。
交款人及其职工签约以后,如果未按约定认真履行自己的义务时(如:上班人员不够或不加班而拖延工期、施工质量达不到验收标准、不按规范安全施工发生安全事故、落手清及文明施工不合格、职工违犯工地规章制度、以及违反合同约定的其他行为等等),在工人进场正常施工一个月后退回保证金·后用部分工程款作为保证金·所受到的处罚金在保证金中扣除。如保证金已扣完,则从工程款中划拨现金以补足保证金。保证金余额在交款人按照合同履约完毕后,凭此工程保证金收条范本无息退还。
如交款人未在约定的时间内到齐符合要求的上班人员,或承包的施工任务未完就要求结账退场的,此履约保证金不予退还。已签订的《班组计件施工协议》和职工《劳动合同》就此终止。
交款人确认(签字):_________________
收款人(盖章):_________________
日期:_________________年_________________月_________________日
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