多学习 > 范文大全 > 合同范文 > 证券合同 > 互联网证券买卖协议(附加於现金/保证金客户协议书)(通用3篇)

互联网证券买卖协议(附加於现金/保证金客户协议书)(通用3篇)

更新时间:2025-08-13 11:18:58

互联网证券买卖协议(附加於现金/保证金客户协议书)篇1

本人/吾等乃贵公司证券户口_________号(“户口”)之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件(并受其规限)运作:

1.定义及解释

1.1在本协议中,以下词语具有下列涵义:

“进入密码”指密码及户口号码;

“户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;

“网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;

“电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;

“指令”指以电子方式买卖证券的买卖指令或其他处理指令;

“互联网买卖政策”指有关网上交易服务运作的政策(经不时修订);

“密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;

“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;

“_________”指_________公司;

“帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;

1.2单数词语包括众数词语,反之亦然。提到一种性别之处,包括所有性别。“人士”一词,包括商号或独资经营,合伙经营,集团及法人公司,反之亦然。

2.网上交易服务

2.1本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。

2.2本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。

2.3本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士(就任何有关处理,错误处理或遗失任何指示)的申索承担责任。

2.4本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会(亦不会尝试)平扰,修改,拆解,易转,操纵或以其他方式修改(且亦不会尝试未获授权进入)网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。

2.5本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:

a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;

b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收(不论经硬本,电子或口头);

c.本人/吾等收到交易指示的认收(不论经硬本,电子或口头),但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;

d.本人/吾等知悉户口号码或密码的任何未经授权使用。

2.6本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。

2.7本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。

2.8本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实(否定)所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。

2.9本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证(包括但不限於可商售性或就某一用途的适合性而作出的保证)。

2.10本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。

3.户口

3.1本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。

3.2开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。

4.指令——经网上交易服务买卖

4.1如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。

4.2本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。

4.3本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。

5.境外指令

若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。

6.风险披露声明

电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。

签署确认

本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。

客户(签字):_________客户主任(签字):_________

_________年____月____日_________年____月____日

见证人(签字):_________

_________年____月____日

附件

i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_________(the"account")andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:

i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_________(the"account")andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:-

1.definitionandconstruction

1.definitionandconstruction

1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:

1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:

"accesscodes"meanstogetherthepasswordandtheusername;

(1)"accesscodes"meanstogetherthepasswordandtheusername;

(2)"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;

"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;

"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_________websiteandthesoftwarecomprisedinthem;

(3)"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_________websiteandthesoftwarecomprisedinthem;

(4)"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;

"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;

"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;

(5)"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;

(6)"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;

"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;

"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;

(7)"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;

(8)"client’sagreement"means_________cashclient’sagreementormarginclient’sagreement;

"client’sagreement"means_________cashclient’sagreementormarginclient’sagreement;

"_________"means_________securitieslimited;

(9)"_________"means_________securitieslimited;

(10)"username"meanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.

"username"meanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.

1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateandcorporationandviceversa.

1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateandcorporationandviceversa.

2.internettradeservice

2.internettradeservice

2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.

2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.

2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.

2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.

2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.

2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.

2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.

2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.

2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:

2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:

(1)aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;

a.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;

b.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);

(2)aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);

(3)i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or

c.i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or

d.i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.

2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/ouruseoftheinternettradeservice.intheeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.

(4)i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.

2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/ouruseoftheinternettradeservice.intheeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.

2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.

2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.

2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.

2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.

2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan’’asis",’’asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.

2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan’’asis",’’asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.

2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.

3.theaccount

2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.

3.theaccount

3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.

3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.

3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.

4.instructions-dealingsthroughtheinternettradeservice

3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.

4.instructions-dealingsthroughtheinternettradeservice

4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.

4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.

4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.

4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.

4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.

5.instructionsoutsidehongkong

4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.

5.instructionsoutsidehongkong

ifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.

6.riskdisclosurestatement

ifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.

6.riskdisclosurestatement

riskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissionduetounpredictabletrafficcongestionandotherreasonsbeyondyourcontrol.internetis,duetotechnicallimitation,aninherentlyunreliablemediumifcommunication.asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingpricesatthetimetheinstructionsaregiven.moreover,communicationsandpersonaldatamaybeaccessedbyauthorizedthirdparties;andtherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatitshallnotusuallybepossibletocancelaninstructionafterithasbeengiven.

acknowledgement

riskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissionduetounpredictabletrafficcongestionandotherreasonsbeyondyourcontrol.internetis,duetotechnicallimitation,aninherentlyunreliablemediumifcommunication.asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingpricesatthetimetheinstructionsaregiven.moreover,communicationsandpersonaldatamaybeaccessedbyauthorizedthirdparties;andtherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatitshallnotusuallybepossibletocancelaninstructionafterithasbeengiven.

acknowledgement

i/we,theundersigned,herebyacknowledgethati/wehaveread,is/areawareofandunderstandthecontentsoftheclient’sagreementandacceptitstermsandconditionsthereof.

date:_________.

i/we,theundersigned,herebyacknowledgethati/wehaveread,is/areawareofandunderstandthecontentsoftheclient’sagreementandacceptitstermsandconditionsthereof.

client(signature):_________accountexecutive(signature):_________

printnameofclient:_________

date:_________date:_________

signedbyaccountexecutive:_________

witness(signature):_________

printnameofwitness:_________

date:_________

互联网证券买卖协议(附加於现金/保证金客户协议书)篇2

一、乙方自愿按规定数额预交保证金(含投标保证金和履约保证金),作为参加甲方组织的网上投标的信誉保证,无特殊原因有效期内不予退还。

二、乙方预交保证金后,有效期内参加甲方组织的网上政府采购投标时,不再另交投标保证金,中标后不再另交履约保证金(公开招标或邀请招标的招标文件另有规定的除外)。

三、甲方提供采购公告信息的网上查询、网上报价、网上撤标、网上下载标书、网上自助发布企业、商品及价格信息等功能。

四、乙方对用户名及登录密码、标书下载密码的保密负有全部责任,因密码被盗用引起的纠纷甲方概不负责。

五、乙方如发生《__________________》或者国家法律、法规所禁止的行为,甲方将按有关规定进行相应处罚。

六、供应商应交付的保证金数额暂定为人民币__________________元整,甲方有权根据有关情况作相应调整。

七、本协议一式两份,甲乙双方各执一份。

八、本协议有效期自签订之日起至乙方退出网上采购或被取消会员资格时止。有效期满,预交的保证金无息退还。

甲方(盖章):_________乙方(盖章):_________

负责人(签字):_______负责人(签字):_______

电话:_________________电话:_________________

地址:_________________地址:_________________

开户行:_______________开户行:_______________

_________年____月____日_________年____月____日

互联网证券买卖协议(附加於现金/保证金客户协议书)篇3

甲方:

法定代表人:

注册地址:

联系方式:

乙方:

法定代表人:

注册地址:联系方式:

甲乙双方就甲方以有限合伙人方式参与乙方为投资项目设立的有限合伙企业支付保证金事宜,在平等、自愿、公平、诚实信用的基础上,签订保证金协议条款如下:

1.甲方交付的保证金为:人民币万元(大写)万元(小写),以乙方指定的开户银行出具的款项到达乙方账户的数额为准。乙方在收到款项后,需在一个工作日内向甲方出具收据。

户名:

账号:

开户行:

甲方向乙方足额缴纳保证金后,乙方需配合甲方至上述开户行办理甲方代理人个人的预留印鉴,以确保本协议项下保证金用于甲方同意的目的。

2.保证方式为履约保证金,目的为明确甲方参与该项目之诚意并锁定相应的投资份额。

3.保证期间自本合同生效之日起至甲乙双方签署奇虎360私有化专项基金合伙协议止。

(1)甲乙双方如约签署奇虎360私有化专项基金合伙协议,则本协议项下保证金可以部分抵缴甲方作为有限合伙人加入奇虎360私有化专项基金项目的出资额。

(2)因发生不可抗力等客观因素,致使乙方未能参与芒果文创(上海)股权投资基金合伙企业项目投资的,乙方应在5个工作日内退还全部保证金至甲方账户。

4.本协议未尽事项,甲乙双方协商解决。

5.本协议履行过程中发生的相关争议,甲乙双方协商解决,协商无法解决时,双方同意向甲方所在地人民法院提起诉讼。

6.本协议自甲乙双方签字或盖章之日起生效,甲乙双方保证其签字或盖章符合法律、法规或章程等规定或授权。

7.本合同一式份,具有相同法律效力。甲方执份,乙方执份。

甲方:

负责人(或授权代理人):

年月日

乙方:

法定代表人(或授权代理人):

年月日

互联网证券买卖协议(附加於现金/保证金客户协议书)(通用3篇).docx

将本文的Word文档下载到电脑保存

推荐等级

相关阅读

相关内容

热门分类

推荐阅读

关于我们|免责声明|隐私政策|帮助中心|网站地图|联系我们

Copyright © 2025 Duoxuexi.Com All Rights Reserved.

多学习 版权所有 粤ICP备20068283号