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互联网证券买卖协议(附加於现金/保证金客户协议书)(精选3篇)

更新时间:2025-08-13 11:19:52

互联网证券买卖协议(附加於现金/保证金客户协议书)篇1

本人/吾等乃贵公司证券户口_________号(“户口”)之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件(并受其规限)运作:

1.定义及解释

1.1在本协议中,以下词语具有下列涵义:

“进入密码”指密码及户口号码;

“户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;

“网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;

“电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;

“指令”指以电子方式买卖证券的买卖指令或其他处理指令;

“互联网买卖政策”指有关网上交易服务运作的政策(经不时修订);

“密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;

“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;

“_________”指_________公司;

“帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;

1.2单数词语包括众数词语,反之亦然。提到一种性别之处,包括所有性别。“人士”一词,包括商号或独资经营,合伙经营,集团及法人公司,反之亦然。

2.网上交易服务

2.1本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。

2.2本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。

2.3本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士(就任何有关处理,错误处理或遗失任何指示)的申索承担责任。

2.4本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会(亦不会尝试)平扰,修改,拆解,易转,操纵或以其他方式修改(且亦不会尝试未获授权进入)网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。

2.5本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:

a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;

b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收(不论经硬本,电子或口头);

c.本人/吾等收到交易指示的认收(不论经硬本,电子或口头),但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;

d.本人/吾等知悉户口号码或密码的任何未经授权使用。

2.6本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。

2.7本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。

2.8本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实(否定)所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。

2.9本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证(包括但不限於可商售性或就某一用途的适合性而作出的保证)。

2.10本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。

3.户口

3.1本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。

3.2开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。

4.指令——经网上交易服务买卖

4.1如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。

4.2本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。

4.3本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。

5.境外指令

若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。

6.风险披露声明

电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。

签署确认

本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。

客户(签字):_________客户主任(签字):_________

_________年____月____日_________年____月____日

见证人(签字):_________

_________年____月____日

附件

i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_________(the"account")andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:

i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_________(the"account")andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:-

1.definitionandconstruction

1.definitionandconstruction

1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:

1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:

"accesscodes"meanstogetherthepasswordandtheusername;

(1)"accesscodes"meanstogetherthepasswordandtheusername;

(2)"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;

"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;

"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_________websiteandthesoftwarecomprisedinthem;

(3)"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_________websiteandthesoftwarecomprisedinthem;

(4)"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;

"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;

"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;

(5)"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;

(6)"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;

"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;

"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;

(7)"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;

(8)"client’sagreement"means_________cashclient’sagreementormarginclient’sagreement;

"client’sagreement"means_________cashclient’sagreementormarginclient’sagreement;

"_________"means_________securitieslimited;

(9)"_________"means_________securitieslimited;

(10)"username"meanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.

"username"meanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.

1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateandcorporationandviceversa.

1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateandcorporationandviceversa.

2.internettradeservice

2.internettradeservice

2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.

2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.

2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.

2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.

2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.

2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.

2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.

2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.

2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:

2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:

(1)aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;

a.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;

b.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);

(2)aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);

(3)i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or

c.i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or

d.i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.

2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/ouruseoftheinternettradeservice.intheeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.

(4)i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.

2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/ouruseoftheinternettradeservice.intheeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.

2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.

2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.

2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.

2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.

2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan’’asis",’’asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.

2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan’’asis",’’asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.

2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.

3.theaccount

2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.

3.theaccount

3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.

3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.

3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.

4.instructions-dealingsthroughtheinternettradeservice

3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.

4.instructions-dealingsthroughtheinternettradeservice

4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.

4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.

4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.

4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.

4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.

5.instructionsoutsidehongkong

4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.

5.instructionsoutsidehongkong

ifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.

6.riskdisclosurestatement

ifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.

6.riskdisclosurestatement

riskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissionduetounpredictabletrafficcongestionandotherreasonsbeyondyourcontrol.internetis,duetotechnicallimitation,aninherentlyunreliablemediumifcommunication.asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingpricesatthetimetheinstructionsaregiven.moreover,communicationsandpersonaldatamaybeaccessedbyauthorizedthirdparties;andtherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatitshallnotusuallybepossibletocancelaninstructionafterithasbeengiven.

acknowledgement

riskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissionduetounpredictabletrafficcongestionandotherreasonsbeyondyourcontrol.internetis,duetotechnicallimitation,aninherentlyunreliablemediumifcommunication.asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingpricesatthetimetheinstructionsaregiven.moreover,communicationsandpersonaldatamaybeaccessedbyauthorizedthirdparties;andtherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatitshallnotusuallybepossibletocancelaninstructionafterithasbeengiven.

acknowledgement

i/we,theundersigned,herebyacknowledgethati/wehaveread,is/areawareofandunderstandthecontentsoftheclient’sagreementandacceptitstermsandconditionsthereof.

date:_________.

i/we,theundersigned,herebyacknowledgethati/wehaveread,is/areawareofandunderstandthecontentsoftheclient’sagreementandacceptitstermsandconditionsthereof.

client(signature):_________accountexecutive(signature):_________

printnameofclient:_________

date:_________date:_________

signedbyaccountexecutive:_________

witness(signature):_________

printnameofwitness:_________

date:_________

互联网证券买卖协议(附加於现金/保证金客户协议书)篇2

甲方:

乙方:

按照《中华人民共和国合同法》及其他相关法律,法规,遵守平等,自愿,公平和诚信的原则,经甲乙双方协商一致。就乙方借用甲方资质进行建设工程投标退还保证金时达成协议如下:

1、为了保证甲方在投标期间的顺利投标,在交纳投标保证金时,甲方根据招标文件规定的本项目保证金数额的要求,提前将保证金汇给已方。

2、乙方在收到保证金后,应按照招标文件规定的时间、金额、形式,在交纳投标保证金的截止时间前。用自己的基本账户汇入招标文件所指定的账户内,汇款后将汇款单扫描件发给甲方财务,进行入账。然后根据招标文件的要求进行完成下一步工作。(如招标文件规定在指定银行换取发票)。

3、在开标之后,乙方应在招标中心退还保证金到账后,立即通知甲方并予以退还该项保证金。(1)若甲方未能中标招标人向中标人发出中标通知书后5个工作日内,将投标保证金退还至未中标人基本账户;(2)若甲方中标后,(学生打架调解协议书)与招标标人签订合同,并经市公共资源交易服务中心备案后5个工作日内,将投标保证金退还至中标人基本账户。本协议一式两份,甲乙双方各执一份。自双方签订之日起生效。

甲方代表:

乙方代表:

签字(盖章)

签字(盖章)

年月日年月日

互联网证券买卖协议(附加於现金/保证金客户协议书)篇3

甲方:______________

乙方:______________

根据《中华人民共和国合同法》、《中华人民共和国城市房地产管理法》及相关法律法规,甲乙双方在自愿、平等、公平、诚实信用的基础上,就乙方出租甲方依法可以出租的房屋事宜,签订本合同。

一、租赁住房的基本情况

(1)房屋位置:_____。(以下简称“房子”)

(2)房屋所有权证名称:_____编号:_____

(3)房屋建筑面积:_____m2,套内建筑面积:_____m2。

(4)房产证记载的用途:。

除双方另有约定外,以上所列设施设备均作为甲方按照本合同约定交付乙方使用和乙方在本合同租赁期满后退房的验证凭证。

二、租赁期限

(1)房屋租赁期限为_____个月,自_____年_____月_____日起至_____年_____月_____日止。

(2)租赁期满,甲方有权收回房屋,乙方应按期归还。乙方如需继续租赁该房屋,应在租赁期满前天通知甲方。

三、租金和支付方式

(1)房屋租金为人民币_____/月(大写:_____;合同期总租金为人民币_____(大写:)。

(2)房屋租金支付方式:。

四、定金及其他费用约定:

(1)甲方交付房屋时,乙方应向甲方支付租金保证金、押金为人民币(大写:)。甲方收到定金后,应向乙方开具收据凭证。

(2)租赁期间,因使用该房屋而发生的水、电、气、宽带费用由当事人承担;有线电视和物业管理费用由当事人承担。

(3)租赁期满或合同终止后,甲方应退还乙方已支付的租赁保证金、

(4)其他协议:

五、租赁交易方式甲乙双方自行交易。

六、房屋转租和出售协议

(1)未经甲方书面同意,乙方不得将房屋转租或转借给他人。

(2)租赁期内,甲方如出售该房屋,应在出售前一天书面通知乙方。同等条件下,乙方有优先购买权。

七、甲方交货协议

(1)甲方应按照之前约定的条件将房屋交付给乙方。租赁合同经双方签字盖章并交付房屋钥匙后,视为已交付。

(2)甲方逾期交房超过一天,乙方有权单方解除合同。乙方要求继续履行合同的,合同继续履行,自房屋交付之日起至房屋实际交付之日止,甲方每天按已付租金的%向乙方支付违约金。

八、乙方付款协议

(1)乙方应按本合同第三条约定的时间向甲方支付租金。

(2)如乙方未在约定时间内支付租金,甲方有权单方解除合同。如甲方不解除合同,乙方应向甲方支付应付租金的%的违约金。

九、其他协议

(1)租赁期内,甲方应保证该物业及其附属设施处于正常使用状态,并承担修复乙方正常使用状态下该物业及其附属设施损坏或故障的义务;甲方不承担房屋维修义务,导致乙方无法正常使用房屋及其附属设施的,乙方有权单方解除合同;甲方对乙方的装修、改良及附加物品不承担维修义务。

(2)乙方应合理使用并爱护该物业及其附属设施。因乙方保管不善或不合理使用造成房屋及其附属设施损坏或失效的,乙方应负责维修或承担赔偿责任;如果乙方因保管不善或不合理使用而损坏附属物品、设备和设施,甲方有权单方面解除合同。

(3)租赁期内,未经甲方书面同意,乙方不得改变房屋用途。不违反法律法规和政府关于房屋租赁使用的有关规定。乙方擅自改变房屋用途的,甲方有权单方解除合同。

(4)租赁期内,甲方提前收回房屋的,应提前天通知乙方并退还相应租金;乙方提前退租的,应提前天通知甲方,甲方退还乙方剩余月份已付租金。

(5)租赁期满或合同终止后,乙方应将房屋钥匙及正常使用的房屋原物归还甲方,并保证房屋附属设施、设备及装修完好,结清乙方应支付的相关费用、

(六)甲方保证已如实介绍房屋的权属状况、附属设施设备、装修情况,保证房屋租赁不违反国家法律法规的有关规定,并有权决定租赁事宜。乙方保证已充分了解上述房产,并实地查看过该房屋,对该房屋现状无异议,愿意出租该房屋。

(7)经双方协商一致,本合同可以解除。

十、解决争议的方法

甲乙双方在履行本合同过程中发生的任何争议,应通过协商解决。协商不成,可以依法选择:□向人民法院提起诉讼□向仲裁委员会申请仲裁。

十一、补充协议或事项

十二、补充规定

(1)本合同所列地址是各方的准确联系地址,当相关文件送达该地址时,将被视为已送达本人。任何一方变更地址,应及时书面通知相关方,否则自行承担相关责任。

(2)本合同一式两份,甲乙双方各执一份,具有同等法律效力。本合同自双方签字盖章之日起生效。

甲方:______________乙方:______________

日期:______________日期:______________

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